-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G7r+eZMrCaNYvhhPKY9EkfjZBibR7vYa3UQEMEMrfpDX5r2p05bHO8UYUsECLFey Thf47b/oV3TURSL3W24I8g== 0001047469-98-006318.txt : 19980218 0001047469-98-006318.hdr.sgml : 19980218 ACCESSION NUMBER: 0001047469-98-006318 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PDS FINANCIAL CORP CENTRAL INDEX KEY: 0000921438 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 411605970 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45255 FILM NUMBER: 98540699 BUSINESS ADDRESS: STREET 1: 6442 CITY W PKWY STREET 2: STE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55347 BUSINESS PHONE: 6129419500 MAIL ADDRESS: STREET 1: 6442 CITY WEST PARKWAY STREET 2: STE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55347 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINLEY JOHAN P CENTRAL INDEX KEY: 0000938364 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6442 CITY WEST PARKWAY STREET 2: STE 300 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6129968713 MAIL ADDRESS: STREET 1: 6442 CITY WEST PKWY STREET 2: STE 300 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 SC 13G/A 1 SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PDS FINANCIAL CORPORATION ------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ---------------------------- (Title of Class of Securities) 69329T 10 5 ----------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 2 of 5 CUSIP No. 69329T 10 5 13G ------------------ 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Johan P. Finley ###-##-#### 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Not applicable (a) / / (b) / / 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States citizen NUMBER OF 5) 1,075,286 SOLE VOTING POWER (Excludes 11,200 shares held as co-trustee of SHARES a trust for minor child) BENEFICIALLY OWNED BY 6) 1,086,486 SHARED VOTING POWER (Includes 11,200 Shares held as co-trustee of a EACH trust for minor child) REPORTING PERSON 7) 1,075,286 SOLE DISPOSITIVE POWER WITH 8) 1,086,486 SHARED DISPOSITIVE POWER 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,086,486* Includes 11,200 shares held as co-trustee for minor child also claimed by spouse as co-trustee. 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /x/ * Excludes 366,377 shares held by spouse with sole voting power for which beneficial interest is disclaimed. 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 30.8% 12) TYPE OF REPORTING PERSON IN Page 3 of 5 SCHEDULE 13G ITEM 1(a). NAME OF ISSUER. - --------------------------- PDS Financial Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. - ------------------------------------------------------------ 6442 City West Parkway, Suite 300 Eden Prairie, MN 55344 ITEM 2(a). NAME OF PERSON FILING. - --------------------------------- Johan P. Finley ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE. - ------------------------------------------------ 6442 City West Parkway, Suite 300 Eden Prairie, MN 55344 ITEM 2(c). CITIZENSHIP. - ----------------------- United States of America (Nevada) ITEM 2(d). TITLE OF CLASS OF SECURITIES. - ---------------------------------------- Common Stock, $.01 par value per share ITEM 2(e). CUSIP NUMBER. - ------------------------ 69329T 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13(d)-2(b), - ----------------------------------------------------------------------------- CHECK WHETHER THE PERSON FILING IS A: - ------------------------------------- (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Advisers Act of 1940 (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Page 4 of 5 ITEM 4. OWNERSHIP. - ------------------- All of the following information is given as of December 31, 1997. (a) Amount Beneficially Owned: 1,086,486 shares (excludes 244,786 held by spouse for which beneficial interest is disclaimed) (b) Percent of Class: 30.8% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,075,286 (ii) shared power to vote or direct the vote: 1,086,486 (iii) sole power to dispose or to direct the disposition of: 1,075,286 (iv) shared power to dispose or to direct the disposition of: 1,086,486 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. - ----------------------------------------------------- Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON - ----------------------------------------------------------------------- Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE - ------------------------------------------------------------------------------ SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. - --------------------------------------------------------- Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. - ------------------------------------------------------------------ Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. - --------------------------------------- Not applicable Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of his knowledge and belief, the undersigned certificates that the information set forth in this statement is true, complete and correct. Date: February 13, 1998 /s/ Johan P. Finley --------------------------------- Johan P. Finley -----END PRIVACY-ENHANCED MESSAGE-----